Li, Zining 李梓宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2018-08-30 | 2019-06-20 | Rep | Asset management | 2018-08-30 | 2019-06-20 | Rep | Dealing in securities | 2018-08-30 | 2019-06-20 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-07-12 | 2024-06-30 | Rep | Advising on securities | 2021-07-12 | 2024-06-30 | Rep | Dealing in securities | 2021-07-12 | 2024-06-30 |
3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-07-12 | 2024-02-26 | Rep | Advising on securities | 2021-07-12 | 2024-02-26 | Rep | Dealing in securities | 2021-07-12 | 2024-02-26 |
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