Lau, Alex Chi Wah 劉志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Ballas Capital Limited | RO | Advising on corporate finance | 2017-02-21 | RO | Dealing in securities | 2017-02-21 |
2 | BOSC International Company Limited | RO | Advising on corporate finance | 2015-01-09 | 2017-01-04 | RO | Dealing in securities | 2015-01-09 | 2017-01-04 | RO | Advising on securities | 2016-09-22 | 2017-01-04 |
3 | CGS International Securities Hong Kong Limited | RO | Advising on corporate finance | 2004-03-01 | 2013-06-25 | RO | Dealing in securities | 2004-03-01 | 2013-06-25 |
4 | Crosby Securities Limited | RO | Advising on corporate finance | 2013-09-18 | 2014-10-31 | RO | Dealing in securities | 2013-09-18 | 2014-10-31 | RO | Advising on corporate finance | 2022-06-24 |
5 | DBS ASIA CAPITAL LIMITED | RO | Advising on corporate finance | 2004-02-16 | RO | Advising on securities | 2004-02-16 | RO | Dealing in securities | 2004-02-16 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy