Gupta, Sachin (SFC:BDD526)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2014-03-26 | 2014-03-31 | Rep | Dealing in securities | 2015-03-25 | 2015-03-27 | Rep | Dealing in securities | 2015-07-10 | 2015-07-17 | Rep | Dealing in securities | 2016-04-01 | 2016-04-08 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2023-02-24 | 2023-03-03 | Rep | Dealing in securities | 2024-03-15 | 2024-03-26 |
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