Ho, Winston Hon Tao 何漢滔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-07-05 | 2022-05-09 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2020-09-21 | 2022-05-09 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2022-05-18 | 2023-09-04 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2022-05-18 | 2023-09-04 |
| 5 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-15 | 2016-09-03 |
| 6 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-07-05 | 2022-05-09 |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-07-05 | 2022-05-09 |
| 8 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2019-07-05 | 2022-05-09 |
| 9 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-07-05 | 2022-05-09 |
| 10 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2024-10-02 | |
| 11 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2024-09-02 | |
| 12 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2024-09-02 | |
| 13 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-09-02 | |
| 14 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-09-20 | 2024-07-24 | Rep | Dealing in securities | 2023-09-20 | 2024-07-24 |
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