Sin, Ka Wai (SFC:BDL790) 單嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-08 | 2017-03-10 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-09-08 | 2017-03-10 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-17 | 2021-05-13 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-02 | 2021-05-13 |
| 5 | Long Bridge HK Limited | Rep | Dealing in securities | 2021-06-16 | 2022-06-30 | Rep | Advising on securities | 2021-06-28 | 2022-06-30 |
| 6 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2017-04-28 | 2019-02-14 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-06-19 | 2014-08-19 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-05-20 | 2014-08-19 |
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