Ng, Christ Sau Wah 伍秀華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-06-06 | 2018-03-10 | Rep | Dealing in futures contracts | 2014-06-06 | 2018-03-10 | Rep | Dealing in securities | 2014-06-06 | 2018-03-10 |
| 2 | Cosmos One Capital Limited | RO | Advising on securities | 2020-04-02 | RO | Asset management | 2020-04-02 | RO | Dealing in securities | 2020-04-02 |
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