Liu, Zandrew Chin Tao 廖展圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2014-06-06 | 2017-08-18 | Rep | Asset management | 2014-06-06 | 2017-08-18 | Rep | Dealing in securities | 2014-06-06 | 2017-08-18 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-06 | 2017-08-18 | Rep | Asset management | 2014-06-06 | 2017-08-18 | Rep | Dealing in securities | 2014-06-06 | 2017-08-18 |
| 3 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2018-01-17 | 2019-06-30 | Rep | Asset management | 2018-01-17 | 2019-06-30 | Rep | Dealing in securities | 2018-01-17 | 2019-06-30 |
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