Chan, Chak Kuen 陳澤權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Orient International Asset Management Limited | Rep | Advising on securities | 2017-09-14 | 2019-06-24 | Rep | Asset management | 2017-09-14 | 2019-06-24 |
2 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2014-06-30 | 2015-03-09 | Rep | Advising on securities | 2014-06-30 | 2015-03-09 | Rep | Asset management | 2014-06-30 | 2015-03-09 |
3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2019-09-24 | Rep | Asset management | 2019-09-24 | Rep | Advising on futures contracts | 2019-10-04 |
4 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2015-04-08 | 2017-08-25 |
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