Ding, Xiao (SFC:BDR020)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2014-07-03 | 2017-09-29 | Rep | Advising on securities | 2015-06-09 | 2017-09-29 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2017-10-04 | 2020-07-09 | Rep | Dealing in securities | 2017-10-04 | 2020-07-09 |
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