Orr, Joseph Wai Shing 柯偉聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARDINALASIA CONSULTING LIMITED | Rep | Advising on securities | 2010-02-24 | 2011-08-15 | Rep | Asset management | 2010-02-24 | 2011-08-15 | Rep | Advising on securities | 2012-11-19 | 2013-12-18 | Rep | Asset management | 2012-11-19 | 2013-12-18 | RO | Advising on securities | 2013-12-18 | 2014-08-15 | RO | Asset management | 2013-12-18 | 2014-08-15 |
| 2 | FT Securities Limited | Rep | Advising on futures contracts | 2011-09-05 | 2012-06-27 | Rep | Advising on securities | 2011-09-05 | 2012-06-27 | Rep | Asset management | 2011-09-05 | 2012-06-27 | Rep | Dealing in futures contracts | 2011-09-05 | 2012-06-27 | Rep | Dealing in securities | 2011-09-05 | 2012-06-27 |
| 3 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-07-20 | 2017-08-18 |
| 4 | GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED | RO | Advising on securities | 2016-08-18 | 2017-08-18 |
| 5 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2009-09-24 | 2009-10-07 |
| 6 | SDHG International Asset Management Limited | Rep | Advising on corporate finance | 2009-09-24 | 2009-10-07 | Rep | Asset management | 2009-09-24 | 2009-10-07 |
| 7 | TC CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2019-04-16 | 2019-04-24 | RO | Asset management | 2019-04-24 | 2023-09-24 | RO | Advising on securities | 2021-02-10 | 2023-09-24 |
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