Zhang, Minghua (SFC:ASP315) 張明華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA CIFCO SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-07-08 | 2017-05-18 | Rep | Advising on securities | 2016-03-21 | 2017-05-18 | RO | Advising on securities | 2017-05-18 | 2018-04-11 | RO | Dealing in securities | 2017-05-18 | 2018-04-11 |
2 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | RO | Dealing in futures contracts | 2014-09-15 | 2018-04-11 |
3 | COFCO Futures (International) Co., Limited | RO | Dealing in futures contracts | 2018-11-28 | 2019-04-04 |
4 | GRANDLY FINANCIAL SERVICES LIMITED | Rep | Dealing in futures contracts | 2019-05-27 | 2019-08-15 | RO | Dealing in futures contracts | 2019-08-15 | RO | Dealing in securities | 2019-10-17 |
5 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-10-17 | Rep | Asset management | 2019-11-04 | 2022-01-25 | RO | Asset management | 2022-01-25 |
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