Yu, Kam Tong 余錦棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-03 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2019-09-11 | Rep | Advising on securities | 2019-10-03 |
3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-15 | 2016-10-22 |
4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-15 | 2016-10-22 |
5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-11-23 | 2019-08-30 |
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