Fan, Horace Sheung Yam 范上欽

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FB SECURITIES (HONG KONG) LIMITED RO Advising on securities 2004-11-16 2006-06-09
RO Asset management 2004-11-16 2006-06-09
RO Dealing in securities 2004-11-16 2006-06-09
2 Fubon Fund Management (Hong Kong) Limited RO Advising on securities 2003-10-27 2006-06-09
RO Asset management 2003-10-27 2006-06-09
RO Dealing in securities 2003-10-27 2006-06-09

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