Cao, Huiquan 曹慧荃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-07-28 | Rep | Dealing in securities | 2021-07-28 | Rep | Advising on securities | 2021-08-13 |
| 2 | GUOYUAN CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-10-26 | 2017-06-22 | Rep | Dealing in securities | 2015-10-26 | 2017-06-22 |
| 3 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2014-12-01 | 2015-10-09 | Rep | Asset management | 2014-12-01 | 2015-10-09 | Rep | Dealing in securities | 2014-12-01 | 2015-10-09 |
| 4 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-07-14 | 2021-07-09 | Rep | Dealing in securities | 2017-07-14 | 2021-07-09 |
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