King, Richard Yun Zing 金元成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2003-11-25 | 2004-03-23 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-10-13 | Rep | Advising on securities | 2003-10-13 | Rep | Asset management | 2003-10-13 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-09-17 | 2008-09-29 | Rep | Advising on securities | 2007-09-17 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-10-08 | Rep | Advising on securities | 2008-10-10 | 2009-10-08 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 | Rep | Advising on corporate finance | 2016-12-19 |
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