Li, Shuonan 李碩楠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMBC International Capital Limited | Rep | Dealing in securities | 2018-05-10 | 2018-09-26 | Rep | Advising on corporate finance | 2018-06-01 | 2019-04-15 |
2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-11-12 | 2019-04-15 |
3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2019-05-16 | 2019-12-06 | Rep | Dealing in securities | 2019-05-16 | 2019-12-06 |
4 | Roofer Asset Management Limited | Rep | Asset management | 2024-01-03 | |
5 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2024-01-03 | Rep | Dealing in securities | 2024-01-03 |
6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-12-22 | 2018-04-15 |
7 | VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-06-22 | 2022-08-05 |
8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-05-12 | 2022-01-19 |
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