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SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2019-09-13 | 2022-08-15 | Rep | Asset management | 2019-09-13 | 2022-08-15 | Rep | Dealing in securities | 2019-09-13 | 2022-08-15 |
2 | CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED | Rep | Dealing in securities | 2022-09-19 |
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