Liu, Kenny Ka Ho 廖家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA FINANCE KAB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-06-09 | 2019-01-07 | Rep | Asset management | 2017-06-09 | 2019-01-07 |
| 2 | China Finance KAB Limited | Rep | Dealing in futures contracts | 2017-06-09 | 2019-01-07 | Rep | Dealing in securities | 2017-06-09 | 2019-01-07 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-03-03 | 2017-05-18 | Rep | Dealing in securities | 2019-01-21 | 2020-03-28 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2017-05-18 | Rep | Dealing in futures contracts | 2019-01-21 | 2020-03-28 |
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