Sasaki, Futoshi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-03-11 | 2015-03-12 | Rep | Dealing in securities | 2015-03-11 | 2015-03-12 | Rep | Advising on securities | 2015-07-13 | 2015-07-14 | Rep | Dealing in securities | 2015-07-13 | 2015-07-14 | Rep | Advising on securities | 2016-01-18 | 2016-01-19 | Rep | Dealing in securities | 2016-01-18 | 2016-01-19 | Rep | Advising on securities | 2016-10-13 | 2016-10-18 | Rep | Dealing in securities | 2016-10-13 | 2016-10-18 | Rep | Advising on securities | 2017-01-13 | 2017-01-17 | Rep | Dealing in securities | 2017-01-13 | 2017-01-17 | Rep | Advising on securities | 2017-09-18 | 2017-09-22 | Rep | Dealing in securities | 2017-09-18 | 2017-09-22 | Rep | Advising on securities | 2017-10-20 | 2017-10-24 | Rep | Dealing in securities | 2017-10-20 | 2017-10-24 | Rep | Advising on securities | 2018-02-20 | 2018-02-22 | Rep | Dealing in securities | 2018-02-20 | 2018-02-22 | Rep | Advising on securities | 2018-11-19 | 2018-11-23 | Rep | Advising on securities | 2019-03-05 | 2019-03-07 | Rep | Advising on securities | 2019-04-04 | 2019-04-12 | Rep | Advising on securities | 2019-05-31 | 2019-06-05 | Rep | Advising on securities | 2022-11-25 | 2022-12-01 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-12-22 |
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