Liu, Yang (SFC:BFC549) 劉洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-03-16 | 2019-06-07 | Rep | Dealing in securities | 2015-03-16 | 2019-06-07 |
| 2 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2024-06-17 | |
| 3 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2019-08-15 | 2024-05-24 | Rep | Dealing in securities | 2019-08-15 | 2024-05-24 | Rep | Asset management | 2023-12-21 | 2024-05-24 |
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