Tan, You Khai
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-07-07 | Rep | Dealing in futures contracts | 2016-08-11 | 2016-08-26 | Rep | Dealing in securities | 2016-08-11 | 2016-08-26 | Rep | Dealing in futures contracts | 2017-02-20 | 2024-01-26 | Rep | Dealing in securities | 2017-02-20 | 2024-01-26 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-04-08 | 2015-07-07 | Rep | Dealing in securities | 2016-08-11 | 2016-08-26 | Rep | Dealing in futures contracts | 2017-02-20 | 2024-01-26 | Rep | Dealing in securities | 2017-02-20 | 2024-01-26 | Rep | Automated trading services | 2019-02-01 | 2024-01-26 |
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