Tsang, Mo Chi 曾慕芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2015-04-27 | 2016-12-28 | Rep | Dealing in futures contracts | 2021-12-13 |
2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-11-17 | |
3 | CORNERSTONE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-03-21 | 2021-10-29 |
4 | CORNERSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2017-01-05 | 2021-10-29 | Rep | Advising on securities | 2018-04-30 | 2021-10-29 |
5 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2021-11-17 | |
6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-04-27 | 2016-12-28 | Rep | Dealing in securities | 2021-11-17 |
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