Yu, Yuk Ching 余育貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Futu Securities International (HONG KONG) Limited | Rep | Dealing in securities | 2015-04-30 | 2020-12-16 | Rep | Advising on securities | 2017-07-07 | 2020-12-16 | Rep | Dealing in futures contracts | 2017-07-07 | 2020-12-16 | Rep | Asset management | 2017-10-18 | 2020-12-16 |
2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2021-04-19 | 2021-11-15 | Rep | Dealing in futures contracts | 2021-04-19 | 2021-11-15 | Rep | Dealing in securities | 2021-04-19 | 2021-11-15 |
3 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2021-12-29 | 2024-08-31 | Rep | Dealing in securities | 2021-12-29 | 2024-08-31 |
4 | Yunfeng Securities Limited | Rep | Advising on securities | 2021-12-29 | 2024-01-02 | Rep | Dealing in securities | 2021-12-29 | 2024-01-02 | RO | Advising on securities | 2024-01-02 | 2024-08-31 | RO | Dealing in securities | 2024-01-02 | 2024-08-31 |
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