Chan, Lester Wang Hei 陳宏晞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-12-27 | 2020-03-19 | Rep | Asset management | 2018-12-27 | 2020-03-19 |
2 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2015-05-04 | 2018-12-05 | Rep | Asset management | 2015-05-04 | 2018-12-05 |
3 | Saxo Capital Markets HK Limited | RO | Dealing in securities | 2021-02-03 | 2022-03-18 | RO | Advising on securities | 2021-10-04 | 2022-03-18 | RO | Asset management | 2021-10-04 | 2022-03-18 |
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