Wong, Pui Shan (SFC:BFP139) 王佩珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2018-10-31 | 2021-03-17 | Rep | Dealing in securities | 2018-10-31 | 2021-03-17 |
| 2 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2021-08-05 | |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2015-06-10 | 2018-08-06 | Rep | Dealing in securities | 2015-06-10 | 2018-08-06 | Rep | Advising on futures contracts | 2018-01-12 | 2018-08-06 | Rep | Dealing in futures contracts | 2018-01-12 | 2018-08-06 |
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