Dallas, Ian George

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PIONEER GLOBAL INVESTMENTS (HK) LIMITED RO Advising on corporate finance 2003-05-02
2 PIONEER GLOBAL INVESTMENTS (HK) LIMITED RO Advising on securities 2003-05-02
3 PRIVATE CAPITAL LIMITED RO Advising on securities 2005-03-15 2006-02-07
4 PIONEER GLOBAL INVESTMENTS (HK) LIMITED RO Asset management 2003-05-02
5 PRIVATE CAPITAL LIMITED RO Asset management 2005-03-15 2006-02-07
6 PIONEER GLOBAL INVESTMENTS (HK) LIMITED RO Dealing in securities 2003-05-02
7 PIONEER GLOBAL INVESTMENTS (HK) LIMITED Rep Advising on securities 2003-12-15 2004-10-28
8 PRIVATE CAPITAL LIMITED Rep Advising on securities 2005-01-27 2005-03-15
9 PIONEER GLOBAL INVESTMENTS (HK) LIMITED Rep Dealing in securities 2003-12-15 2004-10-28

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