Mak, Siu Ming (SFC:BGJ078) 麥小明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-16 | |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-16 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-06-02 | 2021-04-01 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-06-02 | 2021-04-01 |
| 5 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2015-11-16 | 2017-03-13 | Rep | Dealing in securities | 2015-11-16 | 2017-03-13 |
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