Mak, Hoi Kiu Sonia 麥凱翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2015-12-30 | 2018-04-13 | Rep | Advising on securities | 2015-12-30 | 2024-09-30 | Rep | Dealing in securities | 2022-04-07 | 2024-09-30 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-10-02 |
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