Shen, Yuan (SFC:BQM392) 沈源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on corporate finance | 2024-06-12 | Rep | Dealing in securities | 2024-06-12 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-11-20 | 2023-12-06 | Rep | Dealing in securities | 2020-11-20 | 2023-12-06 |
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