Wong, Pang Chak 王澎澤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-12-24 | 2021-06-01 | Rep | Dealing in securities | 2020-12-24 | 2021-06-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-06-22 | 2023-07-20 | Rep | Dealing in securities | 2024-08-12 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-07-02 | 2023-07-20 | Rep | Automated trading services | 2021-12-17 | 2023-07-20 | Rep | Dealing in securities | 2021-12-17 | 2023-07-20 | Rep | Automated trading services | 2024-08-12 | Rep | Dealing in futures contracts | 2024-08-12 | Rep | Dealing in securities | 2024-08-12 |
| 4 | Raffles Assets Management (HK) Co. Limited | Rep | Dealing in securities | 2023-08-28 | 2024-07-18 | Rep | Advising on securities | 2023-09-08 | 2024-07-18 | Rep | Asset management | 2023-09-08 | 2024-07-18 |
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