Mok, Raymond 莫偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2019-01-07 | 2022-08-28 |
2 | KGI ASIA LIMITED | Rep | Advising on securities | 2022-09-19 | |
3 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Advising on securities | 2016-06-01 | 2017-12-14 | Rep | Asset management | 2016-06-01 | 2017-12-14 | Rep | Dealing in securities | 2016-06-01 | 2017-12-14 |
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