Gao, Wen (SFC:BHR562) 高文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2018-09-03 | 2024-09-30 | Rep | Dealing in securities | 2022-04-07 | 2024-09-30 |
| 2 | SPDB International Capital Limited | Rep | Advising on corporate finance | 2016-06-29 | 2018-07-27 | Rep | Dealing in securities | 2016-12-05 | 2018-07-27 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-10-02 |
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