Cowan, James Charles Strathy
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2016-08-23 | 2016-08-25 | Rep | Dealing in securities | 2016-10-17 | 2016-10-20 |
2 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Dealing in securities | 2017-09-20 | 2017-10-04 | Rep | Dealing in securities | 2018-06-28 | 2018-06-28 | Rep | Dealing in securities | 2018-09-04 | 2018-09-12 | Rep | Dealing in securities | 2019-09-13 | 2019-09-20 |
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