Shum, So Ying 沈素瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGCAI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-09-25 | Rep | Asset management | 2023-09-25 | Rep | Dealing in securities | 2023-09-25 |
| 2 | Zhongcai Securities Limited | Rep | Dealing in securities | 2021-03-15 | 2021-12-29 | RO | Dealing in securities | 2021-12-29 | 2024-01-15 | Rep | Dealing in securities | 2024-01-15 |
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