Ni, Yixiong 倪一雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-10-20 | 2017-01-31 | Rep | Advising on securities | 2016-10-20 | 2017-01-31 | Rep | Dealing in securities | 2016-10-20 | 2017-01-31 |
| 2 | Walden Partners Capital Limited | RO | Advising on securities | 2023-03-17 | 2023-06-30 | RO | Asset management | 2023-03-17 | 2023-06-30 | RO | Dealing in securities | 2023-03-17 | 2023-06-30 |
| 3 | XTransfer Financial Services (HK) Limited | RO | Advising on securities | 2023-07-05 | RO | Asset management | 2023-07-05 | RO | Dealing in securities | 2023-07-05 |
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