Ng, Charles Ming Wah 吳明華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EQUITAS CAPITAL LIMITED (HK) | Rep | Dealing in securities | 2004-02-20 | Rep | Advising on corporate finance | 2004-02-23 | RO | Advising on corporate finance | 2004-02-23 | 2005-08-01 |
| 2 | Shang International Finance Limited | RO | Advising on corporate finance | 2007-11-26 | 2014-04-15 |
| 3 | Somerley Capital Limited | RO | Advising on corporate finance | 2013-12-31 |
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