Hung, Wing Kwan 洪榮坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CVP Asset Management Limited | Rep | Advising on securities | 2019-08-05 | 2020-04-18 | Rep | Asset management | 2019-08-05 | 2020-04-18 |
2 | CVP Securities Limited | Rep | Dealing in securities | 2018-08-14 | 2021-09-02 | Rep | Dealing in futures contracts | 2018-09-10 | 2021-11-30 | RO | Dealing in securities | 2021-09-02 | 2022-09-11 | RO | Dealing in futures contracts | 2021-11-30 | 2022-09-11 |
3 | M&F Asset Management Limited | Rep | Dealing in securities | 2018-05-08 | 2018-07-31 |
4 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-22 | 2017-12-19 |
5 | Tiger Faith Asset Management Limited | Rep | Asset management | 2022-09-13 | Rep | Advising on securities | 2022-09-13 | 2022-10-21 | RO | Advising on securities | 2022-10-21 |
6 | Tiger Faith Securities Limited | Rep | Dealing in securities | 2022-09-13 | 2022-10-21 | RO | Dealing in securities | 2022-10-21 |
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