Shaw, Philip (SFC:BRK607)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Maven Asia (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-07-21 | 2022-09-05 | Rep | Dealing in securities | 2021-07-21 | 2022-09-05 | Rep | Dealing in futures contracts | 2023-03-02 | 2023-10-31 | Rep | Dealing in securities | 2023-03-02 | 2023-10-31 |
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