So, Hoi Yan (SFC:BJB934) 蘇凱恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-05-15 | 2017-11-24 |
| 2 | South China Investment Management Limited | Rep | Asset management | 2017-03-08 | 2017-11-24 |
| 3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2017-03-08 | 2017-11-24 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-03-08 | 2017-11-24 |
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