Chen, Xinpeng 陳新澎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2022-04-04 | 2024-11-23 | Rep | Dealing in securities | 2022-04-04 | 2024-11-23 |
2 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2024-12-12 | Rep | Dealing in securities | 2024-12-12 |
3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-08-10 | 2022-01-14 | Rep | Advising on securities | 2021-08-10 | 2022-01-14 |
4 | CLSA LIMITED | Rep | Dealing in securities | 2021-08-10 | 2022-01-14 |
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