Wong, Ka Ho (SFC:BJG194) 黃家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-04-21 | 2021-10-29 |
2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2020-04-21 | 2021-10-29 |
3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-12 | 2024-01-04 |
4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-12 | 2024-01-04 |
5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-03-17 | 2020-03-27 |
6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-03-17 | 2020-03-27 | Rep | Advising on securities | 2018-06-06 | 2020-03-27 |
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