Liao, Xueyan 廖雪雁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2021-09-23 | 2022-12-15 | Rep | Advising on securities | 2021-09-23 | 2022-12-15 | Rep | Dealing in securities | 2021-09-23 | 2022-12-15 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2023-02-13 | 2024-08-13 | Rep | Dealing in securities | 2023-02-13 | 2024-08-13 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2024-08-28 | Rep | Asset management | 2024-08-28 | Rep | Dealing in securities | 2024-08-28 |
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