Spratt, Stephen Kevin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2021-12-02 | 2024-05-21 | Rep | Dealing in futures contracts | 2021-12-02 | 2024-05-21 | Rep | Dealing in securities | 2021-12-02 | 2024-05-21 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Advising on securities | 2024-08-14 | Rep | Advising on futures contracts | 2024-08-30 |
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