Mitchell, Paul Stuart (SFC:BTK787)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HSBC Global Asset Management (Hong Kong) Limited Rep Dealing in securities 2023-02-13 2023-02-15
Rep Advising on securities 2023-02-15 2023-02-15
Rep Advising on securities 2024-04-19 2024-04-25
Rep Dealing in securities 2024-04-19 2024-04-25
Rep Advising on securities 2024-09-04 2024-09-06
Rep Dealing in securities 2024-09-04 2024-09-06
2 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2023-02-13 2023-02-15
Rep Advising on securities 2023-02-15 2023-02-15
Rep Advising on securities 2024-04-19 2024-04-25
Rep Dealing in securities 2024-04-19 2024-04-25
Rep Advising on securities 2024-09-04 2024-09-06
Rep Dealing in securities 2024-09-04 2024-09-06

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