Scott, Elisabeth Charlotte
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on corporate finance | 2003-08-06 | RO | Advising on securities | 2008-04-06 | RO | Asset management | 2008-04-06 | RO | Dealing in securities | 2008-04-06 | Rep | Advising on securities | 2008-04-06 | 2009-12-08 | Rep | Asset management | 2008-04-06 | 2009-12-08 | Rep | Dealing in securities | 2008-04-06 | 2009-12-08 |
2 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED | RO | Asset management | 2006-03-28 | 2006-07-10 |
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