Xiu, Qi 修琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2024-09-30 | Rep | Asset management | 2024-09-30 | Rep | Dealing in securities | 2024-09-30 |
2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2024-09-30 | Rep | Advising on securities | 2024-09-30 | Rep | Dealing in securities | 2024-09-30 |
3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2024-09-30 | Rep | Dealing in futures contracts | 2024-09-30 | Rep | Dealing in securities | 2024-09-30 |
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