Hua, Fengmao 華風茂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-23 | |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2003-07-23 | |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Asset management | 2003-07-23 | |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-07-23 | |
| 5 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-23 | 2005-10-20 |
| 6 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2008-04-23 | 2008-08-29 |
| 7 | BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2008-08-29 | 2014-02-10 |
| 8 | BOCOM International (Asia) Limited | RO | Dealing in securities | 2008-08-29 | 2014-02-10 |
| 9 | BOCOM International Securities Limited | Rep | Dealing in securities | 2009-03-24 | 2014-02-10 |
| 10 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2014-03-27 | 2014-08-18 |
| 11 | BOCOM International Asset Management Limited | Rep | Dealing in securities | 2014-03-27 | 2014-08-18 |
| 12 | CFS CAPITAL LIMITED | RO | Asset management | 2018-02-15 | 2018-07-01 |
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