Lau, Sammy Chung Hing 劉頌興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Basis Asset Management Limited | RO | Advising on securities | 2021-01-29 | RO | Asset management | 2021-01-29 |
| 2 | BOCI ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2006-02-27 | 2006-08-01 | RO | Advising on securities | 2006-02-27 | 2006-08-01 | RO | Asset management | 2006-02-27 | 2006-08-01 | RO | Dealing in securities | 2006-02-27 | 2006-08-01 |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-12-20 | 2006-01-18 | Rep | Asset management | 2005-12-20 | 2006-01-18 | RO | Advising on futures contracts | 2006-01-18 | 2006-08-01 | RO | Advising on securities | 2006-01-18 | 2006-08-01 | RO | Asset management | 2006-01-18 | 2006-08-01 | RO | Dealing in securities | 2006-01-18 | 2006-08-01 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-09-12 | 2008-10-09 | RO | Asset management | 2008-10-09 | 2011-08-27 | RO | Advising on securities | 2008-10-22 | 2011-08-27 |
| 5 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-07-03 | 2012-08-30 | RO | Advising on securities | 2012-08-30 | 2020-01-24 | RO | Asset management | 2012-08-30 | 2020-01-24 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | RO | Dealing in securities | 2017-12-28 | 2020-01-24 |
| 7 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-15 | 2005-10-24 | Rep | Asset management | 2005-07-15 | 2005-10-24 |
| 8 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-06 | Rep | Advising on securities | 2005-11-30 | Rep | Asset management | 2005-11-30 |
| 9 | NEXUS INVESTMENT MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2006-10-13 | 2006-11-20 | Rep | Asset management | 2006-10-13 | 2006-11-20 |
| 10 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2007-04-11 | 2007-06-04 | RO | Asset management | 2007-06-04 | 2008-08-30 | RO | Advising on futures contracts | 2008-05-29 | 2008-08-30 | RO | Advising on securities | 2008-05-29 | 2008-08-30 |
| 11 | SEEKERS ADVISORS H.K. LIMITED | RO | Asset management | 2012-03-23 | 2012-06-18 |
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