Wu, Kelvin King Shiu 胡景邵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-06-10 | 2003-06-13 | RO | Advising on corporate finance | 2003-06-13 | 2005-08-03 | RO | Advising on securities | 2003-06-13 | 2005-08-03 | RO | Dealing in securities | 2005-05-09 | 2005-08-03 |
2 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2003-06-09 | RO | Advising on corporate finance | 2003-06-10 |
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