Au Yeung, Angus Wai Kai 歐陽為鍇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) Rep Advising on corporate finance 2003-12-23 2006-12-05
2 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2014-06-30 2014-08-12
Rep Advising on securities 2014-06-30 2017-01-14
Rep Dealing in securities 2014-06-30 2017-01-14
RO Advising on corporate finance 2014-08-12 2017-01-14
3 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2010-11-23 2010-12-21
Rep Dealing in securities 2010-11-23 2012-01-05
RO Advising on corporate finance 2010-12-21 2012-01-05
4 Daiwa Capital Markets Hong Kong Limited Rep Advising on corporate finance 2012-01-06 2014-02-12
Rep Dealing in securities 2012-01-06 2014-03-22
RO Advising on corporate finance 2014-02-12 2014-03-22
5 Golden Jade Capital Limited RO Advising on corporate finance 2009-12-29 2010-10-29
6 ICBC INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2017-02-24 2017-09-04
Rep Dealing in securities 2017-02-24 2017-09-04
RO Advising on corporate finance 2017-09-04
RO Dealing in securities 2017-09-04
Rep Advising on securities 2019-01-14
7 ICBC INTERNATIONAL SECURITIES LIMITED RO Dealing in securities 2017-09-04

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